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Asset Managers & Exchanges

Asset managers, exchanges and capital markets.

This corner of finance earns fees on assets, trading and data rather than taking balance-sheet risk — asset managers, exchanges, brokers and financial-data providers. This collection gathers the largest such firms.

1032 stocksSorted by market capUpdated 7 Oct 2026

Why it matters

Asset managers, exchanges and capital markets. This group spans defensive demand, consumer behaviour, rates exposure and innovation, so business-model quality matters more than the label.

What to check next

Compare pricing power, repeat demand, margins, regulatory risk and the sensitivity of each company to interest rates or consumer weakness.

Main risk

A theme can hide very different risk profiles: biotech, insurers, online retail and property all respond to different drivers.

Showing the 40 largest of 1032 — sort or filter to explore the rest.

Company Market Market Cap Reward Risk Yield
China Galaxy Securities Co Ltd ADRCGXYY$349.7B36563.4%
Morgan StanleyMS$298.9B61552.2%
Goldman Sachs Group IncGS$262.8B50681.9%
BlackRock IncBLK$172.2B50372.1%
Charles Schwab CorpSCHW$167.2B65391.2%
Interactive Brokers Group IncIBKR$150.4B81450.4%
Blackstone Group IncBX$133.6B59524.7%
Investor AB ser. BIVSBF$128.7B70341.5%
Investor AB (publ)IVSXF$120.9B69340.0%
S&P Global IncSPGI$113.9B56401.0%
Robinhood Markets IncHOOD$101.4B6872—
CME Group IncCME$94.6B54311.9%
Intercontinental Exchange IncICE$84.3B59401.3%
KKR & Co. Inc.KKR$83.4B57650.8%
Brookfield CorpBN$82.4B30640.7%
Moodys CorporationMCO$76.4B59370.9%
CITIC Securities Co Ltd ADRCIIHY$76.0B60562.1%
Brookfield Asset Management Ltd.BAM$71.6B57454.2%
Hong Kong Exchange & ClearingHKXCY$67.5B38352.6%
Apollo Global Management LLC Class AAPO$67.3B77561.9%
Hong Kong Exchanges and Clearing LimitedHKXCF$67.0B374520.3%
Macquarie Group LimitedMCQEF$63.2B49584.4%
London Stock Exchange Ltd ADRLNSTY$61.2B53334.6%
London Stock Exchange Group PLCLSEG£38.9B56411.9%
Nasdaq IncNDAQ$50.5B55411.2%
State Street CorpSTT$48.3B61411.9%
Coinbase Global IncCOIN$48.3B7272—
Deutsche Boerse AG ADRDBOEY$47.8B592816.2%
Deutsche Börse AGDBOEF$47.7B70311.6%
Ameriprise Financial IncAMP$43.4B64301.3%
Ares Management LPARES$39.0B67614.2%
MSCI IncMSCI$39.0B55431.4%
Orix Corp AdsIX$38.6B55452.7%
EQT AB (publ)EQBBF$35.4B59451.6%
3I Group PLCIII£26.0B47563.3%
Northern Trust CorporationNTRS$31.4B61401.9%
Raymond James Financial Inc.RJF$30.4B70381.3%
Partners GroupPGPHF$29.1B32563.8%
Cboe Global Markets IncCBOE$28.3B59291.0%
Huatai Securities Co. LtdHUATF$26.1B563324.8%

Frequently asked questions

What is the Asset Managers & Exchanges collection?

Asset managers, exchanges and capital markets. It currently holds 1032 stocks, each rated by Openbook's Reward and Risk scores. This corner of finance earns fees on assets, trading and data rather than taking balance-sheet risk — asset managers, exchanges, brokers and financial-data providers.

How are Asset Managers & Exchanges stocks selected?

Constituents are chosen by a rules-based screen over the full UK and US common-stock universe, then ranked by market capitalisation.

How often is the Asset Managers & Exchanges list updated?

It is rebuilt from live market data, so the constituents and their rankings update as prices and company fundamentals change — there is no fixed, hand-edited list.

How should I use the Reward and Risk ratings?

Openbook's Reward rating combines a stock's growth, momentum, profitability and valuation into a single 0–100 score, and the Risk rating scores financial strength, volatility and size. Use them to compare names within this theme — broadly, a higher Reward alongside a lower Risk is more attractive. They are quantitative research signals, not investment advice.

Openbook Reward and Risk ratings and factor scores are quantitative signals for research, not investment advice. Data may be delayed. Some US-listed names carry partial factor coverage.